This page includes links to information that will provide users of IARD with guidance regarding the IARD system and making electronic filings.

Form Instructions:

• Important Information Regarding a Firm's First IARD Filing
• Form ADV Part 1 Instructions
  • General Instructions
  • Instructions for Part 1A
• Form ADV Part 2 Instructions
• Form ADV Schedule A Instructions
• Form ADV Schedule B Instructions
• Uniform Branch Office Registration Form (Form BR)
• Form ADV-W Instructions
• Glossary of Terms

IARD System Reference Tools & Job Aides:

• Quick Reference Guides
• Independent Public Accountants Guide: Form ADV-E Surprise Examination Filing
• IARD Frequently Asked Questions
• How To Download A Report From IARD

IARD Other Helpful Information:

• IARD System Availability Schedule/Calendar
• System Updates (Release Notes)
• Recommended Hardware/Software
• State/Jurisdiction Mandating Information Regarding Investment Adviser Registration
• Investment Adviser Representative (RA) Form Filing Scenarios
• View Individual SSNs Entitlement Privilege
• Investment Adviser Comment Request Form

Contact Information for Help with IARD:

• Phone Numbers/Email Addresses