The IARD system facilitates the collection and disbursement of fees associated with filings processed on the system. Once an Investment Adviser (IA) firm establishes an IARD User Account to gain access to and file on the IARD system, an IARD Financial Account is also set up for that firm. The links available on this Web Page provide important information on IA-related fees as well as guidance with the IARD Accounting functionality.
Fees:
IA Firm Fees
IA Representative (IAR) Fees
Web CRD/IARD E-Pay:
Web CRD/IARD E-Pay
Web E-Pay Update: If you have not used Web E-Pay since August 20, 2006, the first time you log onto Web E-Pay you will be required to enter your current user ID and a new password. The new password is your user ID + your firm's CRD number (all as one string, no spaces). You will be required to change your password after this initial logon in order to submit an electronic payment.
Web CRD/IARD E-Pay Navigation Guide
Detailed instruction on how to enroll and use the Web CRD/IARD E-Pay payment method is made available.
Accounting:
IARD Accounting
An overview of how your firm’s IARD Financial Account is set up and functions is provided.
IARD Accounting Navigation Guide
Directional assistance with the IARD Accounting functions in the IARD system is made available.
IARD Daily Account: Payment Methods & Addresses
Discussed are the types of payment accepted to fund your firm’s IARD Financial Account and the appropriate addresses for financial remittances.
Instructions for Requesting Renewal Refunds
Instructions are provided on how to request a refund from your firm's Daily Account with IARD.
IARD Firm User’s Manual, Module 13: Accounting
Detailed practical guidance on IARD Accounting is provided with this on-line reference guide.
IARD Frequently Asked Questions: Accounting
Examples are given of questions and answers regarding the accounting functionality in IARD.
IARD Renewals Program
View information about the IARD Renewals Program.
