Information regarding IARD is communicated to Investment Advisers through publications as well as correspondence.

IARD Bulletin

  • 2006 IARD Renewal Program Bulletin (posted 10/11/05)

  • March 2005 Bulletin

  • 2005 IARD Renewal Program Bulletin (posted 10/18/04)

  • March 2004 Bulletin

  • 2004 IARD Renewal Program Bulletin (posted 10/17/03)

  • March 2003 Bulletin

  • 2003 IARD Renewal Program Bulletin

  • July 2002 Bulletin

  • March 2002 – Electronic Registration of Investment Adviser Representatives Using Web CRD®

Postcards

  • 2005 IARD Renewal Program - Final Renewal Statement

  • 2005 IARD Renewal Program Reminder

  • Entitlement Reminder for IARD

  • Changes to the Entitlement Process for IARD

  • Annual Updating Amendment For IA Firms Registered With The SEC

  • 2004 IARD Renewal Program Reminder

  • Web CRD/IARD E-Pay Reminder

  • Important Dates & Deadlines Regarding the 2003 IARD Renewal Program (This post card is available only via the Web.)

  • 2003 Renewal Program Reminder

  • Introducing Web CRD/IARD E-Pay

  • Update Your Entitlement Privileges!

  • Investment Adviser Representative Registration & Professional Designations

  • Transitioning Currently Registered Investment Adviser Representatives

  • Electronic Registration of Investment Adviser Representatives

  • IARD System Filing Fees For Investment Adviser Representatives

Letters

  • 2005 IARD Renewal Program Letter to Investment Advisers

  • 2004 IARD Renewal Program Letter to Investment Advisers

  • Upgrade to IARD & CRD Accounting Software

 

 
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