Sponsor Web Sites
The IARD system is sponsored by the Securities and Exchange Commission (SEC)
and the North American Securities Administrators Association (NASAA)
. Each maintains a Web Site that contains important information for Investment Adviser firms.
Federally regulated firms should visit the SEC Web Site at, www.sec.gov/iard, while state-regulated Investment Advisers will find information pertinent to them at the NASAA Web Site, www.nasaa.org. We encourage you to consult these Web Sites for other important information on IARD. Updates will be posted regularly.