IARD System Support
We are aware that you may require support as you familiarize yourself with IARD. The following are various resources to assist you.
|Important Contacts For IARD Support
|Type Of Question||Who To Contact||Phone Number
|Federally Regulated Investment Adviser Firm questions related to policy, interpretation, or regulatory requirements.
|| (202) 551-6999
|State-Regulated Investment Adviser Firm questions related to policy, interpretation, or regulatory requirements.*
||State Regulator Directory
|State-Regulated Investment Adviser Firm or Representative questions related to NASAA model rules, the Series 63/65/66 exam questions, or the NASAA website.*
|Questions regarding the status of filings after submission.
|SEC: (202) 551-7250
State Regulator Directory
|Questions related to IARD accounting or system entitlement, navigation, and usage and filing.
||IARD Call Center
*State-specific questions should be directed to the appropriate state regulator.