IARD System Support

User Support
Hardship Exemptions

We are aware that you may require support as you familiarize yourself with IARD. The following are various resources to assist you.

Important Contacts For IARD Support
Type Of QuestionWho To ContactPhone Number
E-mail Address
Federally Regulated Investment Adviser Firm questions related to policy, interpretation, or regulatory requirements. SEC (202) 551-6999
IARDLIVE@sec.gov
State-Regulated Investment Adviser Firm questions related to policy, interpretation, or regulatory requirements.* Appropriate State(s) State Regulator Directory
State-Regulated Investment Adviser Firm or Representative questions related to NASAA model rules, the Series 63/65/66 exam questions, or the NASAA website.* NASAA (202) 737-0900
Questions regarding the status of filings after submission. SEC
or
Appropriate State(s)
SEC: (202) 551-7250
or
State Regulator Directory
Questions related to IARD accounting or system entitlement, navigation, and usage and filing. IARD Call Center (240) 386-4848
iard@finra.org

*State-specific questions should be directed to the appropriate state regulator.