IARD System Support
User Support
Hardship Exemptions
We are aware that you may require support as you familiarize yourself with IARD. The following are various resources to assist you.
| Important Contacts For IARD Support |
| Type Of Question | Who To Contact | Phone Number
E-mail Address |
| Federally Regulated Investment Adviser Firm questions related to policy, interpretation, or regulatory requirements |
SEC |
202.551.6999
IARDLIVE@sec.gov |
| State-Regulated Investment Adviser Firm questions related to policy, interpretation, or regulatory requirements |
NASAA |
202.737.0900
info@nasaa.org |
| Questions regarding the status of filings after submission |
SEC
or
Appropriate State(s) |
(SEC) 202.551.7250
or
State Regulator Directory |
| Questions related to IARD accounting or system entitlement, navigation, and usage
|
Gateway Call Center |
240.386.4848
ecorrespondence@finra.org |
