IARD System Support
User Support
Hardship Exemptions
We are aware that you may require support as you familiarize yourself with IARD. The following are various resources to assist you.
| Important Contacts For IARD Support |
| Type Of Question | Who To Contact | Phone Number
E-mail Address |
| Federally Regulated Investment Adviser Firm questions related to policy, interpretation, or regulatory requirements. |
SEC |
(202) 551-6999
IARDLIVE@sec.gov |
| State-Regulated Investment Adviser Firm questions related to policy, interpretation, or regulatory requirements.* |
Appropriate State(s) |
State Regulator Directory
|
| State-Regulated Investment Adviser Firm or Representative questions related to NASAA model rules, the Series 63/65/66 exam questions, or the NASAA website.* |
NASAA |
(202) 737-0900
|
| Questions regarding the status of filings after submission. |
SEC
or
Appropriate State(s) |
SEC: (202) 551-7250
or
State Regulator Directory |
| Questions related to IARD accounting or system entitlement, navigation, and usage and filing.
|
IARD Call Center |
(240) 386-4848
iard@finra.org |
*State-specific questions should be directed to the appropriate state regulator.
