IARD System Frequently Asked Questions

The following links to Frequently Asked Questions address technical and navigational questions about the IARD system, entitlement of your firm's IARD User Account, and administration of your firm's FINRA Flex-Funding Account.

If you have questions regarding Form ADV interpretation, please see the FAQs on the SEC Web Site.

General FAQs

Specific subcategories:

Accounting & Fees
Administrative Tools (including Entitlement)
Form Filing for IA Firms
Form Filing for IA Representatives (RA)
Navigation Tips
Renewal Program

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