IARD System Frequently Asked Questions
This Web Page contains links to Frequently Asked Questions addressing technical and navigational questions about the IARD system, entitlement of your firm's IARD User Account, and administration of your firm's IARD Financial Account. This Web Page will be updated regularly.
If you have questions regarding Form ADV interpretation or transitioning to IARD, please see the FAQs on the SEC Web Site.
Accounting & Fees
Administrative Tools (including Entitlement)
Form Filing for IA Firms
Form Filing for IA Representatives (RA)
Transitioning for IA Firms
Transitioning for IA Representatives (RA)
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