IARD System Support
We are aware that you may require support as you familiarize yourself with IARD. The following are various resources to assist you.
Important Contacts For IARD Support
|Type Of Question||Who To Contact||Phone Number
|Federally Regulated Investment Adviser Firm questions related to policy, interpretation, or regulatory requirements.||SEC||(202) 551-6999
|State-Regulated Investment Adviser Firm questions related to policy, interpretation, or regulatory requirements.*||Appropriate State(s)||State Regulator Directory|
|State-Regulated Investment Adviser Firm or Representative questions related to NASAA model rules, the Series 63/65/66 exam questions, or the NASAA website.*||NASAA||(202) 737-0900|
|Questions regarding the status of filings after submission.||SEC
|SEC: (202) 551-7250
State Regulator Directory
|Questions related to IARD accounting or system entitlement, navigation, and usage and filing.||FINRA Support Center||(240) 386-4848
*State-specific questions should be directed to the appropriate state regulator.