WHAT IS IARD?

IARD/PFRD Availability Schedule

Last updated on: 10/30/19

IARD and PFRD are typically available:

  • Monday through Friday from 5 a.m. to 11 p.m., Eastern Time (ET)
  • Saturday from 8 a.m. to 6 p.m., ET
  • Sunday from 10 a.m. to 6 p.m., ET

Exceptions to the system availability are provided below. Please note: The dates and hours of availability are subject to change as necessary.

November 2019

Date

Status

Comment

Saturday, Nov. 9

Unavailable 

Preliminary Statements are generating for the Annual Renewal Program.

December 2019

Date

Status

Comment

Thursday, Dec. 26

Limited
(5 a.m. – 6 p.m., ET)

Last day to submit form filings prior to year-end. IARD, PFRD and CRD are available from 5 a.m. to 6 p.m., ET

Friday, Dec. 27

Unavailable

IARD, PFRD and CRD are unavailable due to Final Statement and renewals processing

Sat., Dec. 28– Tues., Dec. 31

Query-only

IARD, PFRD and CRD are available for system query and the creation of “pending” filings.

January 2020

Date

Status

Comment

Wednesday, Jan. 1

Unavailable

Final Statements are generating for the Annual Renewal Program.

Need System Support? Contact FINRA: (240) 386-4848. The IARD Call Center is available 8 a.m. to 8 p.m., ET, Monday through Friday. Please review FINRA’s Operating & Holiday Schedule to confirm scheduled office closures.

For other questions, contact the appropriate regulator.