WHAT IS IARD?
IARD/PFRD Availability Schedule
Last updated on: 10/30/19
IARD and PFRD are typically available:
- Monday through Friday from 5 a.m. to 11 p.m., Eastern Time (ET)
- Saturday from 8 a.m. to 6 p.m., ET
- Sunday from 10 a.m. to 6 p.m., ET
Exceptions to the system availability are provided below. Please note: The dates and hours of availability are subject to change as necessary.
|
Date |
Status |
Comment |
|---|---|---|
|
Saturday, Nov. 9 |
Unavailable |
Preliminary Statements are generating for the Annual Renewal Program. |
|
Date |
Status |
Comment |
|---|---|---|
|
Thursday, Dec. 26 |
Limited |
Last day to submit form filings prior to year-end. IARD, PFRD and CRD are available from 5 a.m. to 6 p.m., ET |
|
Friday, Dec. 27 |
Unavailable |
IARD, PFRD and CRD are unavailable due to Final Statement and renewals processing |
|
Sat., Dec. 28– Tues., Dec. 31 |
Query-only |
IARD, PFRD and CRD are available for system query and the creation of “pending” filings. |
|
Date |
Status |
Comment |
|---|---|---|
|
Wednesday, Jan. 1 |
Unavailable |
Final Statements are generating for the Annual Renewal Program. |
Need System Support? Contact FINRA: (240) 386-4848. The IARD Call Center is available 8 a.m. to 8 p.m., ET, Monday through Friday. Please review FINRA’s Operating & Holiday Schedule to confirm scheduled office closures.
For other questions, contact the appropriate regulator.