WHAT IS IARD?

IARD/PFRD Availability Schedule

Last updated on: 9/3/19

IARD and PFRD are typically available:

  • Monday through Friday from 5 a.m. to 11 p.m., Eastern Time (ET)
  • Saturday from 8 a.m. to 6 p.m., ET
  • Sunday from 10 a.m. to 6 p.m., ET

Exceptions to the system availability are provided below. Please note: The dates and hours of availability are subject to change as necessary.

September 2019

Date

Status

Comment

Saturday, Sept. 28

Unavailable

Scheduled Maintenance

October 2019

Date

Status

Comment

No exceptions

Available

 

November 2019

Date

Status

Comment

Saturday, Nov. 9

Unavailable 

Preliminary Statements are generating for the Annual Renewal Program.

December 2019

Date

Status

Comment

Thursday, Dec. 26

Limited
(5 a.m. – 6 p.m., ET)

Last day to submit form filings prior to year-end. IARD, PFRD and CRD are available from 5 a.m. to 6 p.m., ET

Friday, Dec. 27

Unavailable

IARD, PFRD and CRD are unavailable due to Final Statement and renewals processing

Sat., Dec. 28– Tues., Dec. 31

Query-only

IARD, PFRD and CRD are available for system query and the creation of “pending” filings.

January 2020

Date

Status

Comment

Wednesday, Jan. 1

Unavailable

Final Statements are generating for the Annual Renewal Program.

Need System Support? Contact FINRA: (240) 386-4848. The IARD Call Center is available 8 a.m. to 8 p.m., ET, Monday through Friday. Please review FINRA’s Operating & Holiday Schedule to confirm scheduled office closures.

For other questions, contact the appropriate regulator.