WHAT IS IARD?

IARD/PFRD Availability Schedule

Last updated on: 11/3/21

IARD and PFRD are typically available:

  • Monday through Friday from 5 a.m. to 11 p.m. Eastern Time
  • Saturday from 8 a.m. to 6 p.m. Eastern Time
  • Sunday from 10 a.m. to 6 p.m. Eastern Time

Exceptions to the system availability are provided below. Please note: The dates and hours of availability are subject to change as necessary.

November 2021

Date

Status

Comment

Saturday, Nov. 6 Unavailable Preliminary Statements are generating for the Annual Renewal Program.

December 2021

Date

Status

Comment

Sunday, Dec. 26 Limited (10 a.m. – 6 p.m., ET) Last day to submit form filings prior to year-end. CRD, IARD, and PFRD are available from 10 a.m. to 6 p.m., ET.
Monday, Dec. 27 Unavailable CRD, IARD & PFRD are unavailable due to Final Statement and renewals processing.
Tuesday, Dec. 28 – Friday, Dec. 31 Query-only CRD, IARD & PFRD are available for system query and the creation of pending filings.

January 2022

Date

Status

Comment

Saturday, Jan. 1 Unavailable Final Statements are generating for the Annual Renewal Program.

Need System Support? Contact FINRA: (240) 386-4848. The IARD Call Center is available 8 a.m. to 8 p.m. Eastern Time, Monday through Friday. Please review FINRA’s Operating & Holiday Schedule to confirm scheduled office closures.

For other questions, contact the appropriate regulator