WHAT IS IARD?
IARD/PFRD Availability Schedule
Last updated on: 11/9/18
IARD and PFRD are typically available:
- Monday through Friday from 5 a.m. to 11 p.m., Eastern Time (ET)
- Saturday from 8 a.m. to 6 p.m., ET
- Sunday from 10 a.m. to 6 p.m., ET
Exceptions to the system availability are provided below. Please note: The dates and hours of availability are subject to change as necessary.
|
Date |
Status |
Comment |
|---|---|---|
|
Wednesday, Dec. 5 |
Available |
Web CRD, IARD & PFRD are available. Please Note: FINRA offices, including the Call Center, will be closed all day in observation of the National Day of Mourning (passing of President George H.W. Bush). |
|
Thursday, Dec. 27 |
Limited (5 a.m. – 6 p.m., ET) |
Last day to submit form filings prior to year-end. Web CRD, IARD and PFRD are available from 5 a.m. to 6 p.m., ET. |
|
Friday, Dec. 28 |
Unavailable |
IARD, PFRD and Web CRD are unavailable due to Final Statement and renewals processing. |
|
Sat., Dec. 29– Mon., Dec. 31 |
Query-only |
IARD, PFRD and Web CRD are available for system query and the creation of “pending” filings. |
|
Date |
Status |
Comment |
|---|---|---|
|
Tuesday, Jan. 1 |
Unavailable |
Final Statements are generating for the Annual Renewal Program. |
Need System Support? Contact FINRA: (240) 386-4848. The IARD Call Center is available 8 a.m. to 8 p.m., ET, Monday through Friday. Please review FINRA’s Operating & Holiday Schedule to confirm scheduled office closures.
For other questions, contact the appropriate regulator.