WHAT IS IARD?

IARD/PFRD Availability Schedule

Last updated on: 10/26/20

IARD and PFRD are typically available:

  • Monday through Friday from 5 a.m. to 11 p.m. Eastern Time
  • Saturday from 8 a.m. to 6 p.m. Eastern Time
  • Sunday from 10 a.m. to 6 p.m. Eastern Time

Exceptions to the system availability are provided below. Please note: The dates and hours of availability are subject to change as necessary.

October 2020

Date

Status

Comment
Saturday, Oct. 31 Unavailable Scheduled Maintenance

November 2020

Date

Status

Comment
Sunday, Nov. 1 Unavailable Scheduled Maintenance
Saturday, Nov. 14 Unavailable Preliminary Statements are generating for the Annual Renewal Program.
Friday, Nov. 27 Available Please note that the IARD Call Center will be available on an abbreviated schedule from 8 a.m. to 1 p.m. ET.

December 2020

Date

Status

Comment
Thursday, Dec. 24 Available Please note that the IARD Call Center will be available on an abbreviated schedule from 8 a.m. to 1 p.m. ET.
Saturday, Dec. 26 Limited (8 a.m. – 6 p.m., ET) Last day to submit form filings prior to year-end. CRD, IARD, and PFRD are available from 8 a.m. to 6 p.m. ET.
Sunday, Dec. 27 Unavailable CRD, IARD and PFRD are unavailable due to Final Statement and renewals processing
Monday, Dec. 28 – Thursday, Dec. 31 Query-only CRD, IARD and PFRD are available for system query and the creation of pending filings. On Dec. 31, please note that the IARD Call Center will be available on an abbreviated schedule from 8 a.m. to 3 p.m. ET.

January 2021

Date

Status

Comment
Friday, Jan. 1 Unavailable Final Statements are generating for the Annual Renewal Program.

Need System Support? Contact FINRA: (240) 386-4848. The IARD Call Center is available 8 a.m. to 8 p.m. Eastern Time, Monday through Friday. Please review FINRA’s Operating & Holiday Schedule to confirm scheduled office closures.

For other questions, contact the appropriate regulator.